Statistics
April 30, 2021
Investor Accounts 2,18,67,188
DP Service Centres 35,961
Demat Custody Value 246.91 (₹ Lakh Crore)
(US$ 3333 billion)

Home: Careers at NSDL

Careers at NSDL

1. Audit inspection

Role-Audit & Inspection

Location -Mumbai

Designation -Assistant Manager

Experience -2-4

Qualification -CA/Inter CA / MMS / MBA

Job Description

  • Inter CA/CS/ICWA/M.Com. First Class B. Com. Graduates will also be considered.

  • Reporting the summary of inspection findings to Senior Management.

  • Supervise Business Partners for ensuring timely compliance with SEBI and NSDL guidelines.

  • Travelling to locations for Audit mandatory.

2. Surveillance

Role-Surveillance

Location -Mumbai

Designation -Executive & Assistant Manager

Experience -3-7 years

Qualification-CA/CS/CFA/M.Com/ MBA/MMS(Finance)

Job Description

1. Processing of Orders passed by SEBI & other Statutory Authorities

  • a. Execution of queries on datawarehouse system for extraction of account information of debarred entities and identification of the same.

  • b. Freezing/unfreezing of accounts of debarred entities as per the regulatory directions and maintaining records of the same.

  • c. Preparing reply/communication to the concerned authority and reporting compliance with the regulatory orders issued to NSDL for action.

2. Processing of Queries for SEBI, Stock Exchanges & other Statutory Authorities

  • a. Execution of queries on datawarehouse system for extraction of account information and transaction data as required by the authorities.

  • b. Preparing reply/communication to the concerned authority along with the desired information data and maintaining records of the same.

3. AML activities

  • a. Providing AML alerts generated by NSDL to Participants and FIU-IND on fortnightly basis.

  • b. Collating replies from Participants on number of STRs reported by them to FIU-IND and forwarding to SEBI on monthly basis.

  • c. Password reset for Principal Officer of DP for accessing AML alerts on i-Assist.

4. KYC Compliance activities

  • a. Sending communication to Participants seeking KYC reconfirmation on accounts identified during shortlisting exercise.

  • b. Follow-up with Participants and collating/maintaining Participants’ response on the same.

  • c. Preparing MIS of the same for Management information.

Please email your resume to careers_depository@nsdl.co.in

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