Home : Circulars

Issuers & RTAs

April 2024
12 April 2024	06 Circular on SEBI PRESS release on SCORES 2.0 – New Technology to strengthen SEBI Complaint Redressal System for Investors
12 April 2024	06 Annexure-A SEBI_Press Release dated April 1 2024
12 April 2024	06 Annexure-B SEBI Circular dated September 20 2023
12 April 2024	06 Annexure-C NSDL Circular dated September 26 2023
10 April 2024	05 Circular for Frequently Asked Questions (FAQs) on Trading Window closure
10 April 2024	05 Annexure-A
05 April 2024	04 Circular for Internal Audit of Registrar and Transfer Agents (RTAs) Issuers having direct
05 April 2024	04 Annexure - 1 - (IAR Checklist) with track change
05 April 2024	04 Annexure - 2 - (Cover Page) without track change
05 April 2024	04 Annexure - 2 - (IAR Checklist) without track change
05 April 2024	04 Annexure - 3 - Objectives of audit of RTAIssuer having direct operations

March 2024
22 March 2024	03 Circular for Trading Window Closure Period under Clause 4 of Schedule B read with Regulation 9 of SEBI (Prohibition of Insider Trading) Regulations 2015
22 March 2024	03 Cicular - Annexure - A
22 March 2024	03 Cicular - Annexure - B

February 2024
15 February 2024	09 Circular for SEBI Circular on Introduction of Issue Summary Document (ISD) and dissemination of issue advertisements
15 February 2024	09 Circular - SEBI Circular dated February 15 2023