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[(same to the Securities and Ex)20.6(c)11.1(hang)-21.4(e Board of)-141.4( India with the De)-15.4(positor)-39.4(y)7.9()68.6(s)]TJ
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133.79 841.91 m
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(iii.)Tj
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[(place prior ther)-12.6(eto and f)-6.6(or the pur)-12.6(pose of)-138.6( settlement of)-132.6( an)-6.6(y suc)5.4(h rights or liabilities)]TJ
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[(iii\))-1105(W)9.2(ithout pr)-7(ejudice to the pr)-7(o)]TJ
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[(due to the De)-20.9(positor)-44.9(y or an)-8.9(y other per)-14.9(son entitled f)-8.9(or an)-8.9(y claim thr)-8.9(ough the)]TJ
T*
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[(D)9.4(e)-20.1(positor)-38.1(y)-0.2( ir)-32.1(respecti)9.9(v)23.6(e)-0.7( of)-140.1( the f)-8.1(act tha)-8.1(t suc)9.9(h)-0.5( counter c)-8.1(laim has arisen after the da)-8.1(te)]TJ
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T*
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/F9 1 Tf
0 -7 7 0 576.65 370.9101 Tm
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(9)Tj
/F4 1 Tf
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T*
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T*
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T*
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(vii\))Tj
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/F4 1 Tf
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T*
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T*
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T*
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T*
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0 -7 7 0 414.65 370.9101 Tm
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0 -10 10 0 411.29 362.7501 Tm
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T*
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T*
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T*
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[(6.6.)-10.3( )]TJ
/F12 1 Tf
0 -7 7 0 330.65 374.6901 Tm
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(12)Tj
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[( CLEARING CORPORA)-5.6(TION OR )-11.6(A CLEARING HOUSE OF )-11.6(A ST)12.4(O)7.4(C)7.4(K)]TJ
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[(E)6.5(X)25.5(CHANGE)]TJ
/F4 1 Tf
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(6.6.1.)Tj
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2.058 0 TD
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[( ADMISSION CRITERIA)]TJ
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[(A )5.1(c)-8.1(learing cor)-20.1(por)-8.1(ation or a c)-8.1(learing house of)-140.1( stock)6.5( )6.8(e)-8.1(x)29.9(c)12.4(hang)-20.1(e shall be admitted as a User)]TJ
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[(on the De)-19.9(positor)-37.9(y)0( onl)-7.9(y if:-)]TJ
ET
0 0 0 1 K
0 J 0 j 0.6 w 10 M []0 d
/GS1 gs
1 i
154.61 841.91 m
154.61 499.91 l
S
BT
/F10 1 Tf
0 -5.6 5.6 0 145.13 840.4701 Tm
/GS2 gs
0 Tc
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(8)Tj
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0 -8 8 0 142.49 837.8301 Tm
0.0025 Tc
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20.9644 0 TD
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[(amendment, By)11.1(e La)11.1(w 6.5.4 \(i\) r)-26.4(ead as f)-26.4(ollows:)]TJ
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[(B)10.9(y)-10.3(e La)12.2(w)10.9(s)19.7(, cause to be retur)-25.3(ned to or make av)15.9(aila)-10.3(ble f)]TJ
20.88 0 TD
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[(or collection b)13.2(y)-0.7( the P)28.2(a)9(r)-31.8(ticipant,)-9.3( all colla)-9.3(teral held by the)]TJ
-20.88 -0.9975 TD
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[(D)9.9(e)-16.1(positor)-31.1(y fr)-8.6(om the P)36.4(a)2.2(r)-23.6(ticipant.)]TJ
T*
0.0059 Tc
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[(Provided tha)-9.1(t the De)-16.6(positor)-31.6(y shall hav)24.7(e)0.2( the right \(without affecting any other rights it ma)5.9(y ha)13.4(v)17.2(e\) to set of)-9.1(f)]TJ
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[(amounts due or whic)5.5(h ma)13(y become due to the De)-24.5(positor)-39.5(y)85(,)-9.2( other P)20.5(a)8.8(r)-24.5(ticipants and Clients fr)-9.5(om the P)28(a)1.3(r)-17(ticipant,)]TJ
0 -0.9975 TD
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[(if)-135.8( applicabl)7.7(e)14.2(.)]TJ
ET
/GS1 gs
257.99 391.91 m
257.99 49.91 l
S
BT
/F10 1 Tf
0 -5.6 5.6 0 248.63 391.9101 Tm
/GS2 gs
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(9)Tj
/F11 1 Tf
0 -8 8 0 245.93 389.2701 Tm
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[( )-7.4(Amended w)62.4(.)1.9(e)-5.1(.)-6.6(f)-5.1(.)-9.3( F)17.4(e)13.6(b)14.4(r)-42.6(uar)-50.1(y 18,)-5.1( 2003.)-5.1( Prior to)]TJ
18.5382 0 TD
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[( this amendment,)-11.4( By)18.6(e Law 6.5.4 \(vi\) r)-18.9(ead as f)-11.4(ollows:)]TJ
/F7 1 Tf
-18.8682 -0.9975 TD
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[(6.5.4. \(vi\) T)-7.1(h)4.2(e P)21.2(a)9.5(r)-23.8(ticipant shall be )]TJ
13.438 0 TD
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[(r)-9.9(equir)-17.4(ed to meet all its )]TJ
9.0484 0 TD
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[(outstanding oblig)-24.1(a)7.1(tions to the De)-9.1(positor)-31.6(y w)-9.1(hile the)]TJ
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[(P)26.8(a)9.1(r)-24.2(ticipant w)5.8(as acting as suc)5.8(h and the Client shall ha)5.8(v)17(e)-0.7( the option of)-129.2( either g)-16.7(etting the securities held with)]TJ
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[(the P)28.6(a)9.4(r)-31.4(ticipant tr)6.1(ansf)-8.9(e)5.1(r)-31.4(red to another P)36.1(a)1.9(r)-23.9(ticipant,)-8.9( or g)-16.4(et the securities rematerialised.)]TJ
/F10 1 Tf
0 -5.6 5.6 0 216.59 390.5301 Tm
0.0031 Tc
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(10)Tj
/F11 1 Tf
0 -8 8 0 213.95 385.61 Tm
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[( Inser)-33.7(ted w)71.3(.)3.3(e)-11.2(.)-5.2(f. )4.9(F)18.8(e)22.5(b)8.3(r)-41.2(u)6(a)6(r)-48.7(y 18,)-11.2( 2003)]TJ
/F10 1 Tf
0 -5.6 5.6 0 208.61 390.5301 Tm
0.0019 Tc
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(11)Tj
/F11 1 Tf
0 -8 8 0 205.97 386.0301 Tm
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[( Inser)-42.4(ted w)70.1(.)2.1(e)-12.4(.)1.1(f)-12.4(.)-1.6( )-5.2(S)-5.4(e)-4.9(ptember 6,)-12.4( 2002 and subsequentl)-19.9(y r)-27.4(e)]TJ
23.4463 0 TD
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[(number)-21.6(ed as )]TJ
5.866 0 TD
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[(6.5.4.)-18.7( \(viii\) w)78.8(.)3.3(e)-3.7(.)-5.2(f)-3.7(.)-7.9( F)26.3(e)15(b)15.8(r)-41.2(uar)-56.2(y 18,)]TJ
-30.0474 -1.005 TD
0.0025 Tc
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(2003)Tj
/F10 1 Tf
0 -5.6 5.6 0 192.59 390.5301 Tm
0.0031 Tc
(12)Tj
/F11 1 Tf
0 -8 8 0 189.95 385.61 Tm
0.04 Tw
[( )-5.9(Amended w)63.1(.)2.6(e.)-5.9(f. September 12,)-11.9( 1997. Prior to this amendment,)-11.9( By)10.6(e Law 6.6 r)-19.4(ead as f)-26.9(ollows:)]TJ
/F7 1 Tf
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[(6.6.)-12.1( CLEARING CORPORA)25.4(TION)]TJ
0 -1.005 TD
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(6.6.1. ADMISSION CRITERIA)Tj
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[(A c)-9.2(learing cor)-16.7(pora)7.1(tion shall be admitted as a user on the De)-24.2(positor)-39.2(y onl)-9.2(y if)-136.7( :-)]TJ
T*
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[(i)-13.7(\))-954.2(the c)-9.2(learing cor)-16.7(poration has adequate har)-9.2(dw)21.3(are and softw)5.8(a)9.1(r)-9.2(e systems to interact with the De)-9.2(positor)-31.7(y as)]TJ
1.5 -1.005 TD
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[(specified in the Business R)20.7(ules;)]TJ
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[(ii\))-729.5(the De)-17(positor)-24.5(y is sa)-9.5(tisf)-9.5(ied tha)-17(t the c)-9.5(learing cor)-9.5(por)-9.5(a)6.7(tion oper)-9.5(a)6.7(tes in such a manner that it ensur)-9.5(es payment)]TJ
1.5 -0.9975 TD
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[(ag)-20.1(ainst deli)13.1(v)16.8(er)-39.4(y or guarantees settlement;)]TJ
-1.5 -1.005 TD
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[(iii\))-489(the c)-9(learing cor)-16.5(poration under)-24(tak)13.5(es to co-operate at all times to r)-9(edr)-9(ess the g)-24(riev)17.2(ances of)-129( Clients and the)]TJ
1.5 -0.9975 TD
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[(P)27.7(a)10(r)-23.3(ticipant in respect of)-135.8( its oper)-8.3(ations in rela)6.7(tion to the De)-8.3(positor)-30.8(y;)]TJ
-1.5 -0.9975 TD
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[(i)10.2(v)1.4(\))-503.8(in the opinion of)-136.3( the De)-23.8(positor)-38.8(y)85.7(,)-1( the c)-8.8(learing cor)-8.8(por)-8.8(a)7.4(tion has the operational cap)6.7(a)-8.8(bility to pr)6.2(ovide the)]TJ
1.5 -1.005 TD
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[(i\))-1579.5(the newly created security is an eligible security;)]TJ
T*
-0.0021 Tc
0.017 Tw
[(i)-6.4(i)-6.4(\))-1340.1(the concer)-32.1(ned entity has consented to receiv)23.6(e)-0.5( the benef)-8.1(its thr)-8.1(ough the De)-20.1(positor)-44.1(y)84.4(.)]TJ
0 -1.902 TD
-0.0027 Tc
0 Tw
[(9.8.5.)-8.7( )]TJ
/F9 1 Tf
0 -7 7 0 450.65 819.17 Tm
-0.0023 Tc
(36)Tj
/F4 1 Tf
0 -10 10 0 447.29 810.8901 Tm
-0.0035 Tc
-0.0272 Tw
[( In suc)8.5(h cases)26.5(,)-6.8( the Issuer or its R)14.5(e)5(gistr)-9.5(ar & T)46.8(ransfer )-9.2(A)17.5(g)-21.5(ent shall pr)-9.5(o)15.2(vide allotment)]TJ
-3.102 -1.2 TD
-0.0018 Tc
0.1224 Tw
[(details of)-139.8( all Clients /Clearing Member)-7.8(s/Clearing Cor)-19.8(porations/Inter)-43.8(mediaries to the)]TJ
T*
0.0029 Tc
0 Tw
[(D)8.4(e)-15.1(positor)-39.1(y)83.4(.)]TJ
0 -1.902 TD
-0.0027 Tc
[(9.8.6.)-8.7( )]TJ
/F9 1 Tf
0 -7 7 0 407.63 818.2701 Tm
-0.0023 Tc
(37)Tj
/F4 1 Tf
0 -10 10 0 404.27 809.9901 Tm
-0.0036 Tc
0.0423 Tw
[( On r)-9.6(eceipt of)-135.6( the allotment details)26.4(,)-6.9( the De)-15.6(positor)-39.6(y)0( shall cause necessar)-39.6(y cr)-9.6(edit)]TJ
-3.192 -1.2 TD
-0.0016 Tc
0.0222 Tw
(entries to be made in the accounts of the Clients and to the Clearing Members/Clearing)Tj
T*
-0.002 Tc
0.0306 Tw
[(Cor)-20(por)-8(ations/ Inter)-44(mediaries f)-8(or onw)10(a)7.2(r)-8(d distrib)-8(ution to the Clients)28(. Cor)-20(porate benef)-8(its)]TJ
T*
-0.0019 Tc
0.0775 Tw
[(a)15.8(v)23.8(ailed by Clearing Member)22.1(,)-5.2( Clearing Cor)-19.9(por)-7.9(ations and Inter)-37.9(mediaries shall be held in)]TJ
T*
-0.0025 Tc
0.0365 Tw
[(t)5.5(r)-38.5(ust on behalf)-140.5( of)-134.5( benef)-14.5(iciar)-38.5(y o)9.5(w)2.3(ner)-8.5(s)39.7(.)]TJ
0 -1.896 TD
0.0093 Tc
0 Tw
[(9.8.7.)-8.7( )]TJ
/F9 1 Tf
0 -7 7 0 340.67 816.7701 Tm
0.0149 Tc
(38)Tj
/F4 1 Tf
0 -10 10 0 337.31 808.2501 Tm
0.006 Tc
0.0883 Tw
[( T)-9.7(he Clauses 9.8.1 to 9.8.6 shall not a)-12(ppl)-12(y in case of)-138( )6.6(G)6.4(o)12(v)19.7(e)0(r)-24(nment securities)]TJ
-3.366 -1.2 TD
-0.0028 Tc
0.1178 Tw
[(issued by a Sta)-8.8(te or the Central Gov)22.9(e)3.2(r)-26.8(nment.)-8.8( Pr)-8.8(o)9.9(v)-1(ided how)22.7(e)-0.3(v)22.9(er tha)-8.8(t,)-8.8( the pa)9.2(yment of)]TJ
45 27.396 TD
-0.0018 Tc
-0.0185 Tw
[(inter)-7.8(est or the principal amount or an)-7.8(y amount in r)-7.8(espect of)-133.8( )5.3(G)5.3(o)4.2(v)23.9(e)4.2(r)-25.8(nment Securities shall)]TJ
0 -1.2 TD
-0.0023 Tc
0.0368 Tw
[(be in accor)-8.3(dance with the ter)-44.3(ms of)-140.3( issue of)-134.3( Gov)23.4(e)3.7(r)-26.3(nment Securities)33.7(.)]TJ
/F8 1 Tf
0 -2.4 TD
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0.0743 Tw
[(9.9.)-10.3( )]TJ
/F12 1 Tf
0 -7 7 0 566.63 371.0301 Tm
-0.0023 Tc
0 Tw
(39)Tj
/F8 1 Tf
0 -10 10 0 563.27 362.6901 Tm
-0.0079 Tc
0.0534 Tw
[( PLEDGE )-7.8(AND HYPO)]TJ
10.176 0 TD
-0.0115 Tc
0 Tw
[(THECA)-11.5(TION)]TJ
/F4 1 Tf
-13.098 -1.896 TD
-0.0023 Tc
0.0056 Tw
[(9.9.1.)-8.3( If)-134.3( a Client intends to cr)-8.3(e)5.9(a)-8.3(te a pledg)-26.3(e on a security o)9.7(wned b)9.7(y)-0.3( him,)-8.3( he shall make an)]TJ
0 -1.2 TD
-0.0021 Tc
0.0542 Tw
[(applica)-8.1(tion in this r)-8.1(e)0.4(g)-21.4(a)7.1(r)-8.1(d)-1.4( in the f)-8.1(o)2.1(r)-38.1(m)1.6( specif)-14.1(ied in the Business R)21.9(ules to the De)-20.1(positor)-44.1(y)]TJ
T*
-0.0022 Tc
0.0325 Tw
[(thr)-8.2(ough the P)21.8(a)7(r)-32.2(ticipant,)-8.2( )6.8(who has his account in r)-8.2(espect of)-140.2( suc)9.8(h securities)27.8(.)]TJ
0 -1.902 TD
-0.0023 Tc
0.0594 Tw
[(9.9.2.)-8.3( T)-12(he pledg)-32.3(or and the pledg)-26.3(ee m)9.7(ust ha)9.7(v)23.4(e)-0.1( an account in the De)-14.3(positor)-44.3(y)-0.5( to cr)-8.3(e)5.9(a)-2.3(te a)]TJ
0 -1.2 TD
0.0795 Tw
[(pledg)-26.3(e)24.2(.)-5.6( Ho)9.7(w)17.2(e)0.2(v)23.4(e)3.7(r)15.7(,)-5.6( the pledg)-26.3(or and the pledg)-26.3(ee ma)9.7(y hold an account with tw)15.7(o dif)-8.3(fer)-8.3(ent)]TJ
T*
0.003 Tc
0 Tw
[(P)30(a)6.2(r)-33(ticipants)33(.)]TJ
ET
0 0 0 1 K
0 J 0 j 0.6 w 10 M []0 d
/GS1 gs
1 i
306.23 841.91 m
306.23 499.91 l
S
BT
/F10 1 Tf
0 -5.6 5.6 0 297.17 841.91 Tm
/GS2 gs
-0.0063 Tc
(34)Tj
/F11 1 Tf
0 -8 8 0 294.53 836.5701 Tm
0.0029 Tc
0.0712 Tw
[( )-4.9(Amended w)70.4(.)2.4(e)-12.1(.)-6.1(f.)-8.8( Ma)-12.1(y 7,)-12.1( 2001. Prior to this amendment,)-12.1( By)17.9(e Law 9.8.3.)-12.1( as amended w)77.9(.)2.4(e)-19.6(.)1.4(f. J)17.9(u)4.9(l)-27.1(y)-1.1( 28,)]TJ
-0.6675 -1.125 TD
0.0039 Tc
0.036 Tw
[(1998 r)-26.1(e)-0.7(ad as f)-11.1(ollows:)]TJ
/F7 1 Tf
T*
0.0058 Tc
0.1219 Tw
[(9.8.3. T)-7.5(he Issuer or its R)13.3(e)2.8(gistrar and )-8.5(T)60(r)-7.2(ansf)-9.2(er A)10.8(g)-24.2(ent shall distrib)-9.2(ute dividend,)-9.2( interest or other monetar)-31.7(y)]TJ
T*
0.0053 Tc
-0.0198 Tw
[(benef)-9.7(its dir)-9.7(ectly to the eligib)-9.7(le benef)-17.2(icial owner)-9.7(s on the basis of)]TJ
24.9 0 TD
0.0058 Tc
[( the list pr)-9.2(o)12.6(vided b)13.3(y)0.3( the De)-16.7(positor)-24.2(y)77.8(.)-1.4( Provided)]TJ
-24.9 -1.125 TD
0.0897 Tw
[(ho)13.3(w)13.8(e)10.3(v)17.1(er that the Issuer or its R)20.8(e)2.8(gistr)-9.2(ar and T)60(r)-7.2(ansfe)-4.5(r)-4.5( Ag)-9.2(ent may opt to distrib)-9.2(ute the dividend,)-9.2( interest or)]TJ
T*
0.096 Tw
[(other monetar)-39.2(y benefits to the eligib)-9.2(le beneficial o)13.3(wner)-9.2(s thr)-9.2(ough the De)-16.7(positor)-39.2(y with the concur)-31.7(rence of)]TJ
T*
0.0063 Tc
0.0988 Tw
[(the De)-16.2(positor)-23.7(y)78.3(.)]TJ
/F11 1 Tf
T*
0.0027 Tc
0.0421 Tw
[(Prior to this amendment,)-12.3( By)10.2(e Law 9.8.3 r)-19.8(ead as f)-27.3(ollo)-4.8(ws:)]TJ
/F7 1 Tf
T*
0.006 Tc
0.0833 Tw
[(9.8.3. T)-7.3(he Issuer or its R)13.5(e)3(gistr)-9(ar and )-8.6(T)60.2(r)0.5(ansf)-9(er A)11(g)-16.5(ent shall distrib)-9(ute di)13.5(vidend, inter)-9(est and other monetar)-39(y)]TJ
T*
0.0394 Tw
[(benef)-9.1(its dir)-16.6(ectly to the Clients on the basis of)-136.6( the list pr)-9.1(ovided b)13.4(y)0.4( the De)-16.6(positor)-31.6(y)77.9(.)]TJ
/F10 1 Tf
0 -5.6 5.6 0 204.17 841.91 Tm
-0.0063 Tc
0 Tw
(35)Tj
/F11 1 Tf
0 -8 8 0 201.53 836.5701 Tm
0.001 Tc
0.048 Tw
[( Amended )14.1(w)68.5(.)0.5(e)-14(.)-8(f.)-10.7( )10.8(Ma)-6.5(y )]TJ
9.3695 0 TD
0.0033 Tc
0.0353 Tw
[(7,)-11.7( 2001. Prior to this amendment,)-11.7( By)10.8(e Law 9.8.4.)-11.7( r)-26.7(ead as f)-11.7(ollows:)]TJ
/F7 1 Tf
-10.037 -1.125 TD
0.0057 Tc
-0.0147 Tw
[(9.8.4.)-9.3( )-5.5(T)-7.6(he Issuer or its R)20.7(e)2.7(gistr)-9.3(ar & )-8.9(T)59.9(r)0.2(ansfe)-4.4(r)-4.4( A)10.7(g)-24.3(ent may)85.2(,)-9( if)-129.3( the benefits ar)-9.3(e in the f)-9.3(o)7(r)-46.8(m)0.8( of)-136.8( securities)20.7(, distribute)]TJ
T*
0.0055 Tc
0.0533 Tw
[(such benef)-9.5(its to the Clients through the De)-24.5(positor)-32(y pro)12.3(vided tha)-9.5(t:-)]TJ
T*
0.0061 Tc
0.0428 Tw
[(i)-13.4(\))-953.9(the newly created security is an eligible security;)]TJ
T*
0.0059 Tc
0.0506 Tw
[(ii\))-729.1(the concer)-24.1(ned Client has consented to r)-9.1(eceiv)17.1(e)0.1( the benef)-9.1(its through the De)-16.6(positor)-31.6(y)77.9(.)]TJ
/F10 1 Tf
0 -5.6 5.6 0 156.17 841.91 Tm
-0.0063 Tc
0 Tw
(36)Tj
/F11 1 Tf
0 -8 8 0 153.53 836.5701 Tm
0.001 Tc
0.048 Tw
[( Amended )14.1(w)68.5(.)0.5(e)-14(.)-8(f.)-10.7( )10.8(Ma)-6.5(y )]TJ
9.3695 0 TD
0.0033 Tc
0.0353 Tw
[(7,)-11.7( 2001. Prior to this amendment,)-11.7( By)10.8(e Law 9.8.5.)-11.7( r)-26.7(ead as f)-11.7(ollows:)]TJ
/F7 1 Tf
-10.037 -1.125 TD
0.0059 Tc
0.0011 Tw
[(9.8.5.)-9.1( In suc)5.9(h case)13.4(,)-8.8( the Issuer or its R)28.4(e)-4.6(gistr)-9.1(ar and T)60.1(r)0.4(ansfer )-9(Ag)-9.1(ent shall pro)5.2(vide allotment details of)-144.1( all Clients)]TJ
T*
0.0062 Tc
0.0617 Tw
[(to the De)-16.3(positor)-31.3(y)78.2(.)]TJ
/F10 1 Tf
0 -5.6 5.6 0 126.17 841.91 Tm
-0.0063 Tc
0 Tw
(37)Tj
/F7 1 Tf
0 -8 8 0 123.53 836.5701 Tm
0 Tc
( )Tj
/F11 1 Tf
0.2925 0 TD
0.0033 Tc
0.0364 Tw
[(Amended w)78.3(.)2.8(e)-11.7(.)-5.7(f. Ma)-11.7(y 7, 2001. Prior to this amendment,)-11.7( By)10.8(e La)10.8(w 9.8.6.)-11.7( )11.4(r)-26.7(ead as f)-19.2(ollows:)]TJ
/F7 1 Tf
-0.96 -1.125 TD
0.0059 Tc
0.0558 Tw
[(9.8.6. On receipt of)-136.6( allotment details)28.4(,)-8.8( the De)-16.6(positor)-31.6(y shall cause necessar)-39.1(y cr)-9.1(edit entries to be made in the)]TJ
T*
0.0608 Tw
[(account of)-144( the Client concer)-16.5(ned.)]TJ
/F10 1 Tf
0 -5.6 5.6 0 96.17 841.91 Tm
-0.0063 Tc
0 Tw
(38)Tj
/F11 1 Tf
0 -8 8 0 93.53 836.5701 Tm
0.0028 Tc
0.0419 Tw
[( Inser)-42.2(ted w)62.8(.)2.3(e.f)-12.2(.)-1.4( No)17.8(v)18.3(ember 5,)-12.2( 1998)]TJ
/F4 1 Tf
0 -10 10 0 68.33 675.5901 Tm
0.0025 Tc
0 Tw
(33)Tj
45 0 TD
(34)Tj
ET
/GS1 gs
466.01 391.91 m
466.01 49.91 l
S
BT
/F10 1 Tf
0 -5.6 5.6 0 456.95 390.5301 Tm
/GS2 gs
-0.0063 Tc
(39)Tj
/F11 1 Tf
0 -8 8 0 454.31 385.1901 Tm
0.0022 Tc
0.0406 Tw
[( )-13.7(Amended w)69.7(.)1.7(e)-12.8(.)-6.8(f)-155.3( No)9.7(v)25.2(ember 13,)-12.8( )-3.6(1997.)-12.8( Prior to )]TJ
19.2619 0 TD
0.0029 Tc
0.042 Tw
[(this amendment,)-12.1( By)10.4(e law 9.9 r)-19.6(ead as f)-27.1(ollows:)]TJ
/F7 1 Tf
-20.1019 -1.125 TD
0.0036 Tc
0.1081 Tw
[(9.9. PLEDGES AND )]TJ
9.2001 0 TD
-0.0004 Tc
0 Tw
[(HYPO)-15.4(THECA)29.6(TION)]TJ
-9.2001 -1.125 TD
0.0061 Tc
0.0526 Tw
[(9.9.1. If)-136.4( a Client intends to create a pledg)-8.9(e or h)13.6(ypothecation on a security o)6.1(wned b)13.6(y)0.7( him,)-8.9( he shall mak)13.6(e)1.4( an)]TJ
T*
0.0063 Tc
-0.0535 Tw
[(applica)-8.7(tion in this reg)-19.4(a)2.1(r)-8.7(d)-0.3( in the f)6.3(o)0.1(r)-38.7(m)-0.7( specified in the Business R)28.8(ules to the De)-8.7(positor)-31.2(y through the P)28.8(a)2.1(r)-16.2(ticipant,)]TJ
T*
0.0059 Tc
-0.0185 Tw
[(w)6.4(ho has his account in r)-9.1(espect of)-129.1( such security in the manner specif)-9.1(ied under By)-9.1(e)6.1( )6(L)6.1(a)5.9(ws 9.9.3 to 9.9.10 belo)5.9(w)118.9(.)]TJ
T*
0.0057 Tc
0.016 Tw
[(9.9.2. T)-7.6(he pledg)-24.3(or and the pledg)-24.3(ee must ha)13.2(v)16.9(e)-0.3( an account in the De)-16.8(positor)-39.3(y to cr)-9.3(e)11.4(a)-9.3(te a pledg)-16.8(e)25.2(.)-9( )5.4(How)28.7(e)-4.8(v)16.9(e)4.7(r)20.7(,)-1.5( the)]TJ
T*
0.0054 Tc
0.0548 Tw
[(pledg)-39.6(or and the pledg)-9.6(ee may hold an account through tw)20.4(o differ)-9.6(ent P)27.9(a)8.7(r)-32.1(ticipants)27.9(.)]TJ
T*
0.006 Tc
0.0952 Tw
[(9.9.3. If)-136.5( the security intended to be pledg)-16.5(ed or h)13.5(ypothecated is unencumber)-9(ed,)-9( the P)28.5(a)1.8(r)-16.5(ticipant shall, after)]TJ
T*
0.0148 Tw
[(making a note in its r)-9(ecords)36(,)-8.7( of)-144( the notice of)-136.5( pledg)-9(e or h)13.5(ypothecation,)-9( forw)13.5(ard the a)-9(pplica)-9(tion of)-129( the Client)]TJ
T*
0.0062 Tc
0.041 Tw
[(to the De)-8.8(positor)-31.3(y f)-8.8(or its a)-8.8(ppr)6.2(o)5.5(v)25(al)]TJ
T*
0.0058 Tc
0.0831 Tw
[(9.9.4. On receipt of)-136.7( the applica)-9.2(tion of)-136.7( the Client thr)5.8(ough the P)28.3(a)1.6(r)-24.2(ticipant, the De)-24.2(positor)-31.7(y shall mak)5.8(e suc)5.8(h)]TJ
T*
0.0059 Tc
0.0495 Tw
[(in)13.4(v)17.1(estig)-24.1(a)7.1(tion as it may consider necessar)-39.1(y and if)-136.6( it appro)5.2(v)24.6(es the cr)-9.1(e)11.6(a)-1.6(tion of)-136.6( the pledg)-24.1(e or h)20.9(ypotheca)-9.1(tion,)-9.1( it)]TJ
T*
0.0062 Tc
-0.01 Tw
[(shall enter the details of)-128.8( the intended pledg)-16.3(e or h)13.7(ypothecation in its r)-8.8(ecords within fifteen da)6.2(ys of)-136.3( the receipt)]TJ
T*
0.006 Tc
[(of)-129( application and w)-9(here it does so)43.5(,)-8.7( intimate the P)28.5(a)1.8(r)-24(ticipant who shall also amend its records accor)-9(ding)6(l)-5(y)2.8( and)]TJ
T*
0.0053 Tc
0.0854 Tw
(immediately intimate the Client.)Tj
T*
0.0055 Tc
-0.049 Tw
[(9.9.5. On receipt of)-144.5( the intima)-9.5(tion under Bye La)5.5(w 9.9.4 a)-9.5(b)-3.5(o)13(v)24.2(e)10(,)-1.7( the Client ma)5.5(y create a pledg)-9.5(e or h)13(ypotheca)-9.5(tion)]TJ
T*
0.0084 Tc
0.1248 Tw
[(and w)-6.6(here he does so)38.4(,)-6.3( he shall intima)-6.6(te the De)-21.6(positor)-36.6(y through the P)23.4(a)4.2(r)-21.6(ticipant of)-134.1( the cr)-6.6(e)6.6(a)-6.6(tion of)-134.1( such)]TJ
T*
0.0051 Tc
0.0833 Tw
[(pledg)-24.9(e or h)20.1(ypotheca)-9.9(tion.)]TJ
T*
0.0058 Tc
-0.0054 Tw
[(9.9.6. T)-7.5(he P)20.8(a)9.1(r)-31.7(ticipant, on receipt of)-129.2( the intima)-9.2(tion under By)5.8(e La)13.3(w 9.9.5 a)-9.2(b)4.3(o)5.8(v)24.5(e)10.3(,)-8.9( shall substitute)13.3(,)-8.9( )-4.8(f)5.8(or the notice)]TJ
T*
0.0062 Tc
0.068 Tw
[(of)-128.8( the pledg)-16.3(e or h)13.7(ypotheca)-8.8(tion in its record)7.9(s)21.2(, an entr)-31.3(y of)-136.3( pledg)-16.3(e or h)21.2(ypotheca)-8.8(tion as the case ma)6.2(y be and)]TJ
T*
0.0499 Tw
[(shall infor)-38.8(m the pledg)-23.8(ee thr)6.2(ough its P)28.7(a)2(r)-16.3(ticipant and the De)-16.3(positor)-31.3(y)85.7(.)]TJ
T*
0.0057 Tc
0.038 Tw
[(9.9.7. On receipt of)-136.8( the intimation under Bye La)5.7(w 9.9.6 a)-9.3(b)4.2(o)13.2(v)16.9(e)17.7(,)-9( the De)-16.8(positor)-39.3(y shall mak)5.7(e in its records the)]TJ
T*
0.0052 Tc
0.0367 Tw
[(c)9.7(hang)-17.3(es refer)-24.8(r)-7.8(ed to in Bye Law 9.9.6 a)-9.8(b)3.7(o)12.7(v)23.9(e)9.7(.)]TJ
T*
0.0064 Tc
0.125 Tw
[(9.9.8.)-8.6( W)-7.4(her)-8.6(e the De)-16.1(positor)-31.1(y disa)-8.6(ppro)13.2(v)17.6(es the creation of)-136.1( the pledg)-16.1(e or h)21.4(y)0.5(pothecation, it shall r)-8.6(ecord the)]TJ
T*
0.0056 Tc
0.0232 Tw
[(r)-7.4(easons for suc)5.6(h disapprov)24.4(al and intimate the P)28.1(a)1.4(r)-24.4(ticipant,)-9.4( )10.2(w)-9.4(ho in tur)-24.4(n shall inf)-9.4(o)6.9(r)-46.9(m the Client and the Client)]TJ
T*
0.0058 Tc
0.0401 Tw
[(shall not cr)-9.2(eate a pledg)-24.2(e or h)20.8(ypotheca)-9.2(tion in r)-9.2(espect of)-129.2( the securities)28.3(.)]TJ
T*
0.0105 Tc
0.1259 Tw
[(9.9.9. The entr)-34.5(y of)-132( pledg)-12(e or h)18(ypotheca)-12(tion made )]TJ
21.0733 0 TD
0.0099 Tc
0.1247 Tw
[(under Bye La)9.9(w 9.9.6 abo)9.9(v)21.1(e shall be cancelled b)9.9(y)0.7( the)]TJ
-21.0733 -1.125 TD
0.0055 Tc
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2.1 -1.2 TD
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