General Category
Any person holding any of the following Certificates:
and the validity of which has not expired may attend NISM Series VI: Depository Operations CPE Program, on submission of the Required Documents. Note: Candidates can attend the CPE Program not before twelve months prior to expiry of the said Certificate.
Principal Category
Any person who is actively engaged in the management of an Intermediary’s securities business including supervision, solicitation, conduct of business, and is a Proprietor / Sole Proprietor / Partner / Managing Partner / Chairman / Director / Executive Director / Whole Time Director / Chief Executive Officer, may attend NISM Series VI: Depository Operations CPE Program under the ‘Principal Category’, on submission of the Required Documents.
Note: A person holding any of the Certificates, mentioned earlier, belongs to the ‘General’ Category irrespective of his/her designation.
Grandfather by Age Category
Any associated person, other than Principal, who has completed the age of 50 years as on March 29, 2011, may attend NISM Series VI: Depository Operations CPE Program under the ‘Grandfather by Age Category’, on submission of the Required Documents.
Note: A person holding any of the Certificates, mentioned earlier, belongs to the ‘General’ Category irrespective of his/her age.
Grandfather by Experience Category
Any associated person, other than Principal, who has actively engaged or employed by a registered Depository Participant in any of the below mentioned activities:
for 10 years or more, as on March 29. 2011, may attend NISM Series VI: Depository Operations CPE Program under the ‘Grandfather by Experience Category‘, on submission of the Required Documents.
Note: A person holding any of the Certificates, mentioned earlier, belongs to the ‘General’ Category irrespective of his/her experience.